Filed May 6, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 35-0145825 | Recordkeeping | $36,183 |
PRONVEST7+ years Service code 26 · EIN 62-1823351 | Advisory (Participants) | $21,241 |
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,316 | $56,485-55.2% | $185,823-86.4% | $86,799-70.8% |
| Participation rate | 88.6% | 65.5%+23.1pp | 81.7%+6.9pp | 72.3%+16.3pp |
| Annual return | 9.56% | 118.04%-108.5pp | 122.05%-112.5pp | 97.91%-88.4pp |
| Employer contribution / active EE | $598 | $1,843-67.5% | $5,167-88.4% | $2,405-75.1% |
| Participant deferral / active EE | $2,582 | $2,553+1.1% | $5,568-53.6% | $4,131-37.5% |
| Admin fee / account holder | $75 | $150-50.0% | $16,237-99.5% | $170-55.9% |