Filed May 6, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 35-0145825 | Recordkeeping | $36,906 |
PRONVEST6+ years Service code 26 · EIN 62-1823351 | Advisory (Participants) | $21,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,068 | $52,293-48.2% | $178,490-84.8% | $73,409-63.1% |
| Participation rate | 88.2% | 65.3%+22.9pp | 81.9%+6.3pp | 72.2%+16.1pp |
| Annual return | 9.67% | 34.75%-25.1pp | 151.07%-141.4pp | 59.29%-49.6pp |
| Employer contribution / active EE | $317 | $1,735-81.8% | $5,011-93.7% | $2,234-85.8% |
| Participant deferral / active EE | $2,567 | $2,332+10.1% | $5,202-50.6% | $3,805-32.5% |
| Admin fee / account holder | $80 | $127-37.5% | $13,984-99.4% | $158-49.6% |