Filed October 19, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Investm... | $207,362 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 27 · EIN 20-8764829 | Advisory (Plan) | $37,974 |
Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,700 | $80,005+7.1% | $140,016-38.8% | $55,725+53.8% |
| Participation rate | 98.0% | 87.0%+11.0pp | 87.5%+10.5pp | 70.9%+27.1pp |
| Annual return | -3.50% | 0.46%-4.0pp | 651.12%-654.6pp | 244.93%-248.4pp |
| Employer contribution / active EE | $4,502 | $3,403+32.3% | $5,606-19.7% | $2,078+116.6% |
| Participant deferral / active EE | $5,318 | $5,264+1.0% | $6,927-23.2% | $3,356+58.5% |
| Admin fee / account holder | $453 | $116+291.3% | $10,705-95.8% | $115+293.0% |