Filed October 19, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Finders' fees / placem... | $119,047 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 27 · EIN 20-8764829 | Advisory (Plan) | $34,506 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1437782 | Securities brokerage commissions and ... | $395 |
Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,145 | $81,537+15.5% | $149,718-37.1% | $69,631+35.2% |
| Participation rate | 97.5% | 86.1%+11.4pp | 87.1%+10.4pp | 70.7%+26.8pp |
| Annual return | 15.48% | 22.79%-7.3pp | 1501.63%-1486.1pp | 27571.02%-27555.5pp |
| Employer contribution / active EE | $4,344 | $3,239+34.1% | $5,445-20.2% | $2,032+113.8% |
| Participant deferral / active EE | $4,990 | $4,994-0.1% | $6,569-24.0% | $3,224+54.8% |
| Admin fee / account holder | $297 | $107+177.9% | $11,283-97.4% | $110+168.9% |