Filed October 25, 2023 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPTRUST FINANCIAL ADVISORS Service code 26 8031 M-15 · CLARKSTON, MI 48348 | Advisory (Participants) | $28,429 |
Service code 15 8031 M-15 · CLARKSTON, MI 48348 | Recordkeeping | $17,013 |
NATIONAL FINANCIAL SERVICES2+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 19 · EIN 04-3523567 | Securities Custodian | $7,250 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,795 | $31,370-5.0% | $74,577-60.0% | $63,975-53.4% |
| Participation rate | 25.7% | 42.6%-16.9pp | 68.1%-42.4pp | 71.1%-45.4pp |
| Annual return | 8.02% | -105.16%+113.2pp | 20.47%-12.4pp | 48.65%-40.6pp |
| Employer contribution / active EE | $208 | $822-74.7% | $2,525-91.8% | $2,182-90.5% |
| Participant deferral / active EE | $744 | $1,560-52.3% | $3,458-78.5% | $3,356-77.8% |
| Admin fee / account holder | $104 | $77+35.8% | $4,138-97.5% | $70+48.0% |