Retirement plan

HALL, ESTILL PROFIT SHARING AND 401(K) PLAN

Name: HALL, ESTILL, HARDWICK, GABLE, GOLDEN & NELSON, P.C. - HALL, ESTILL PROFIT SHARING AND 401(K) PLAN (2017) Form 5500
Creator: HALL, ESTILL, HARDWICK, GABLE, GOLDEN & NELSON, P.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HALL, ESTILL PROFIT SHARING AND 401(K) PLAN, HALL, ESTILL, HARDWICK, GABLE, GOLDEN & NELSON, P.C.

HALL, ESTILL, HARDWICK, GABLE, GOLDEN & NELSON, P.C.EIN 73-0931831Plan #001PY 2017

320 S. BOSTON, SUITE 400 - TULSA, OK 74103918-594-0400

Prospect flagsLow returnsHigh assets / participant

How to read this page

Total assets (EOY)

$81.4M

+7.3% from 2016

Total participants

229

-4.6% from 2016

Average account balance

$357,133

+7.8% from 2016

Annual return

14.09%

+4.26 pp from 2016

Benchmarks

See 5,160 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,160 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$103.10M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$473K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

218

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$4.71M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$29K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.79%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$347

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
THE LEGACY FINANCIAL GROUP3+ years Service code 26 2508 EAST 21ST STREET · TULSA, OK 74114	Advisory (Participants)	$23,592
BOKF, NA3+ years Service code 19 ONE WILLIAMS CENTER TOWER · TULSA, OK 74172	Securities Custodian	$6,404
CAMBRIDGE INVESTMENT RESEARCH3+ years Service code 26 1776 PLEASANT PLAIN ROAD · FAIRFIELD, IA 525568757	Advisory (Participants)	$5,659
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICE Service code 33 2431 E 61ST STE 825 · TULSA, OK 74136	Securities brokerage	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$33K

$179 / participant

Investment mgmt$29K89.0%
Other / not subdivided$4K11.0%

% of EOY assets

0.040%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: EIDE BAILLY LLP
Auditor EIN: 450250958
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$357,133

$80,753+342.3%

$136,298+162.0%

$62,293+473.3%

Participation rate

99.5%

73.5%+25.9pp

81.9%+17.5pp

69.5%+29.9pp

Annual return

14.09%

35.83%-21.7pp

5156.27%-5142.2pp

28.90%-14.8pp

Employer contribution / active EE

$15,252

$2,884+428.9%

$4,696+224.8%

$2,042+646.8%

Participant deferral / active EE

$6,708

$5,164+29.9%

$6,247+7.4%

$3,169+111.7%

Admin fee / account holder

$144

$525-72.6%

$9,244-98.4%

$479-69.9%

Provider

Service type

Compensation

THE LEGACY FINANCIAL GROUP3+ years

Service code 26

2508 EAST 21ST STREET · TULSA, OK 74114

Advisory (Participants)

$23,592

BOKF, NA3+ years

Service code 19

ONE WILLIAMS CENTER TOWER · TULSA, OK 74172

Securities Custodian

$6,404

CAMBRIDGE INVESTMENT RESEARCH3+ years

Service code 26

1776 PLEASANT PLAIN ROAD · FAIRFIELD, IA 525568757

Advisory (Participants)

$5,659

UBS FINANCIAL SERVICES INC3+ years

Filed as: UBS FINANCIAL SERVICE

Service code 33

2431 E 61ST STE 825 · TULSA, OK 74136

Securities brokerage

HALL, ESTILL PROFIT SHARING AND 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HALL, ESTILL PROFIT SHARING AND 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion