Filed August 28, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON FINANCIAL ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $30,000 |
LINCOLN NATIONAL CORPORATION2+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $6,175 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $158,314 | $168,231-5.9% | $67,834+133.4% | $63,975+147.5% |
| Participation rate | 0.0% | 66.8%-66.8pp | 68.8%-68.8pp | 71.1%-71.1pp |
| Annual return | 6.88% | 11.76%-4.9pp | 138.47%-131.6pp | 48.65%-41.8pp |
| Employer contribution / active EE | $771 | $1,907-59.6% | $2,403-67.9% | $2,182-64.6% |
| Participant deferral / active EE | $2,529 | $2,827-10.5% | $3,160-19.9% | $3,356-24.6% |
| Admin fee / account holder | $144 | $81+79.0% | $4,622-96.9% | $70+104.7% |