Filed August 28, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON FINANCIAL ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $30,000 |
LINCOLN NATIONAL CORPORATION1+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $5,981 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,458 | $54,281-43.9% | $60,547-49.7% | $59,188-48.5% |
| Participation rate | 77.1% | 66.8%+10.3pp | 68.0%+9.2pp | 69.4%+7.7pp |
| Annual return | 0.64% | 1.74%-1.1pp | 335.64%-335.0pp | 5.51%-4.9pp |
| Employer contribution / active EE | $747 | $2,031-63.2% | $2,419-69.1% | $2,098-64.4% |
| Participant deferral / active EE | $2,459 | $2,789-11.8% | $3,328-26.1% | $3,265-24.7% |
| Admin fee / account holder | $28 | $64-56.1% | $4,536-99.4% | $92-69.3% |