Filed January 9, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $29,255 |
Service code 13 · EIN 56-2263714 | Contract Administrator | $24,531 |
WIPFLI LLP3 years Service code 10 · EIN 39-0758449 | Accounting | $11,000 |
MERCER5 years Filed as: MERCER CAPITAL Service code 34 5100 POPLAR AVE STE 2600 · MEMPHIS, TN 38137 | Valuation (appraisals, etc.) | $8,250 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,036 | $122,239-41.1% | $184,203-60.9% | $74,495-3.3% |
| Participation rate | 77.4% | 85.5%-8.1pp | 86.8%-9.4pp | 67.2%+10.2pp |
| Annual return | 11.26% | 19.95%-8.7pp | 28.81%-17.6pp | 1364.94%-1353.7pp |
| Employer contribution / active EE | $2,081 | $4,537-54.1% | $6,427-67.6% | $2,623-20.7% |
| Participant deferral / active EE | $3,931 | $7,139-44.9% | $9,131-57.0% | $4,346-9.5% |
| Admin fee / account holder | $336 | $1,260-73.4% | $13,901-97.6% | $1,942-82.7% |