Filed May 23, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $22,819 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SVCS INS AGCY INC Service code 55 1000 HARBOR BLVD 8TH FLOOR · WEEHAWKEN, NJ 07087 | Other Commissions | $22,247 |
UBS FINANCIAL SERVICES INC1+ years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $19,708 |
CROWE LLP1+ years Filed as: CROWE HORWATH LLP Service code 13 · EIN 35-0921680 | Contract Administrator | $19,000 |
HANNIS T. BOURGEOIS, LLP1+ years Service code 10 · EIN 72-0636725 | Accounting | $14,322 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,649 | $50,498-3.7% | $75,781-35.8% | $55,191-11.9% |
| Participation rate | 43.8% | 69.4%-25.6pp | 75.8%-32.0pp | 69.2%-25.3pp |
| Annual return | 1.92% | 1.80%+0.1pp | 9.68%-7.8pp | 10.78%-8.9pp |
| Employer contribution / active EE | $0 | $2,291-100.0% | $3,323-100.0% | $1,899-100.0% |
| Participant deferral / active EE | $1,786 | $2,589-31.0% | $3,651-51.1% | $3,046-41.4% |
| Admin fee / account holder | $114 | $123-7.7% | $5,299-97.9% | $91+25.0% |