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| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 02-0630347 | Advisory (Participants) | $23,951 |
FISHER INVESTMENTS3 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $20,396 |
Service code 26 · EIN 76-0536705 | Advisory (Participants) | $11,431 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $8,372 |
DUMAINE INVESTMENTS LLC2 years Service code 26 · EIN 36-4951501 | Advisory (Participants) | $5,154 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $794 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $440,560 | $104,479+321.7% | $159,474+176.3% | $79,391+454.9% |
| Participation rate | 97.9% | 76.6%+21.3pp | 82.8%+15.1pp | 70.7%+27.2pp |
| Annual return | 14.33% | 67.98%-53.6pp | 263.68%-249.3pp | 116.88%-102.6pp |
| Employer contribution / active EE | $3,560 | $3,417+4.2% | $4,831-26.3% | $2,428+46.6% |
| Participant deferral / active EE | $11,783 | $6,468+82.2% | $7,353+60.2% | $4,046+191.2% |
| Admin fee / account holder | $195 | $711-72.6% | $10,802-98.2% | $627-68.8% |