Filed March 28, 2018
Total covered: 12 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Direc... | $131,462 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,826 | $37,039-11.4% | $147,617-77.8% | $59,188-44.5% |
| Participation rate | 70.9% | 63.8%+7.1pp | 84.6%-13.8pp | 69.4%+1.4pp |
| Annual return | -0.71% | 7.19%-7.9pp | 61.98%-62.7pp | 5.51%-6.2pp |
| Employer contribution / active EE | $746 | $1,353-44.8% | $5,564-86.6% | $2,098-64.4% |
| Participant deferral / active EE | $1,908 | $2,094-8.9% | $4,895-61.0% | $3,265-41.5% |
| Admin fee / account holder | $64 | $60+5.7% | $11,612-99.5% | $92-31.0% |