Filed March 28, 2018
Total covered: 12 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $112,378 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,474 | $50,150-3.3% | $149,723-67.6% | $80,169-39.5% |
| Participation rate | 67.3% | 64.3%+3.0pp | 78.8%-11.5pp | 72.9%-5.6pp |
| Annual return | 17.47% | 29.80%-12.3pp | 134.50%-117.0pp | 40.39%-22.9pp |
| Employer contribution / active EE | $1,419 | $1,868-24.1% | $4,821-70.6% | $2,978-52.4% |
| Participant deferral / active EE | $3,140 | $3,195-1.7% | $5,682-44.7% | $5,016-37.4% |
| Admin fee / account holder | $48 | $153-68.3% | $13,215-99.6% | $145-66.7% |