Filed September 28, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
LAWING FINANCIAL1+ years Filed as: LAWING FINANCIAL ASSOCIATES Service code 27 6201 COLLEGE BLVD 7TH FLOOR · OVERLAND PARK, KS 66211 | Advisory (Plan) | $154,596 |
Service code 12 · EIN 13-3689044 | Participant loan processing; Sales lo... | $15,441 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,542 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,961 | $37,039-51.5% | $147,617-87.8% | $59,188-69.7% |
| Participation rate | 100.0% | 63.8%+36.2pp | 84.6%+15.4pp | 69.4%+30.6pp |
| Annual return | -1.94% | 7.19%-9.1pp | 61.98%-63.9pp | 5.51%-7.4pp |
| Employer contribution / active EE | $2,799 | $1,353+106.9% | $5,564-49.7% | $2,098+33.4% |
| Participant deferral / active EE | $0 | $2,094-100.0% | $4,895-100.0% | $3,265-100.0% |
| Admin fee / account holder | $137 | $60+127.4% | $11,612-98.8% | $92+48.4% |