Filed August 6, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Investm... | $98,529 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,749 | $57,606-50.1% | $67,313-57.3% | $75,289-61.8% |
| Participation rate | 31.1% | 68.2%-37.1pp | 69.1%-38.0pp | 72.4%-41.3pp |
| Annual return | -4.67% | -0.47%-4.2pp | -4.08%-0.6pp | -0.04%-4.6pp |
| Employer contribution / active EE | $343 | $2,206-84.5% | $2,566-86.6% | $2,405-85.7% |
| Participant deferral / active EE | $1,304 | $3,195-59.2% | $3,568-63.5% | $3,739-65.1% |
| Admin fee / account holder | $136 | $83+64.3% | $4,507-97.0% | $102+32.9% |