Filed August 6, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Participant loan p... | $38,427 |
STEPHENS INC2+ years Filed as: STEPHENS INC. Service code 16 111 CENTER STREET · LITTLE ROCK, AR 72201 | Consulting | $30,913 |
HUDSON CISNE & CO LLP1 year Filed as: HUDSON CISNE & CO. LLP Service code 10 · EIN 71-0650689 | Accounting | $12,975 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,852 | $168,231-82.8% | $67,834-57.5% | $63,975-54.9% |
| Participation rate | 23.6% | 66.8%-43.2pp | 68.8%-45.2pp | 71.1%-47.6pp |
| Annual return | 4.49% | 11.76%-7.3pp | 138.47%-134.0pp | 48.65%-44.2pp |
| Employer contribution / active EE | $0 | $1,907-100.0% | $2,403-100.0% | $2,182-100.0% |
| Participant deferral / active EE | $665 | $2,827-76.5% | $3,160-79.0% | $3,356-80.2% |
| Admin fee / account holder | $97 | $81+20.0% | $4,622-97.9% | $70+37.2% |