Filed February 24, 2012 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH PIERCE FENNER SMITH I Service code 13 · EIN 13-5674085 | Contract Administrator | $21,215,161 |
BLACKROCK9+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 28 · EIN 94-3112180 | Investment Management | $3,238,728 |
LOOMIS SAYLES8 years Service code 28 · EIN 04-3200030 | Investment Management | $1,870,243 |
Service code 28 · EIN 04-3304963 | Investment Management | $1,572,233 |
NUVEEN5 years Filed as: NUVEEN ASSET MANAGEMENT Service code 28 · EIN 27-4357327 | Investment Management | $1,387,005 |
D. F. DENT & COMPANY, INC.5 years Filed as: D.F. DENT AND COMPANY, INC. Service code 28 · EIN 52-1045317 | Investment Management | $1,284,214 |
RICE HALL JAMES5 years Filed as: RICE HALL JAMES & ASSOCIATES, LLC Service code 28 · EIN 43-1992528 | Investment Management | $954,368 |
NORTHERN TRUST COMPANY9+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $849,359 |
Service code 28 · EIN 13-3200244 | Investment Management | $358,880 |
WELLINGTON TRUST COMPANY7 years Filed as: WELLINGTON TRUST COMPANY, N.A. Service code 28 · EIN 04-2755549 | Investment Management | $353,929 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,118 | $64,975-41.3% | $97,295-60.8% | $106,553-64.2% |
| Participation rate | 49.2% | 45.4%+3.8pp | 72.7%-23.5pp | 69.8%-20.6pp |
| Annual return | 11.95% | 15.21%-3.3pp | 75.62%-63.7pp | 17.37%-5.4pp |
| Employer contribution / active EE | $970 | $1,126-13.9% | $2,723-64.4% | $3,359-71.1% |
| Participant deferral / active EE | $1,365 | $2,466-44.7% | $4,264-68.0% | $5,562-75.5% |
| Admin fee / account holder | $31 | $69-55.2% | $5,646-99.5% | $80-61.4% |