Filed February 24, 2012 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH PIERCE FENNER SMITH I Service code 13 · EIN 13-5674085 | Contract Administrator | $21,652,462 |
BLACKROCK8+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 28 · EIN 94-3112180 | Investment Management | $3,334,087 |
Service code 28 · EIN 04-3304963 | Investment Management | $2,050,001 |
LOOMIS SAYLES7 years Service code 28 · EIN 04-3200030 | Investment Management | $1,848,834 |
NUVEEN4 years Filed as: NUVEEN ASSET MANAGEMENT Service code 28 · EIN 27-4357327 | Investment Management | $1,341,675 |
D. F. DENT & COMPANY, INC.4 years Filed as: D.F. DENT AND COMPANY, INC. Service code 28 · EIN 52-1045317 | Investment Management | $1,151,530 |
RICE HALL JAMES4 years Filed as: RICE HALL JAMES & ASSOCIATES, LLC Service code 28 · EIN 43-1992528 | Investment Management | $889,615 |
NORTHERN TRUST COMPANY8+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $846,603 |
WELLINGTON TRUST COMPANY6 years Filed as: WELLINGTON TRUST COMPANY, N.A. Service code 28 · EIN 04-2755549 | Investment Management | $647,730 |
Service code 28 · EIN 13-3200244 | Investment Management | $581,685 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,996 | $57,458-39.1% | $95,763-63.5% | $96,393-63.7% |
| Participation rate | 48.4% | 47.9%+0.4pp | 72.3%-23.9pp | 71.3%-22.9pp |
| Annual return | -4.88% | 17.80%-22.7pp | 28.43%-33.3pp | 22.88%-27.8pp |
| Employer contribution / active EE | $922 | $1,155-20.2% | $2,836-67.5% | $3,239-71.5% |
| Participant deferral / active EE | $1,301 | $2,443-46.8% | $4,244-69.4% | $5,455-76.2% |
| Admin fee / account holder | $33 | $61-45.6% | $5,669-99.4% | $74-55.4% |