Filed August 8, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
STEPHENS INC2+ years Filed as: STEPHENS Service code 33 · EIN 71-0641478 | Securities brokerage commissions and ... | $24,460 |
RAYMOND JAMES FINANCIAL SERVICES2+ years Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 23 · EIN 59-1237041 | Redemption fees; Securities brokerage... | $14,398 |
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant commu... | $5,785 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $278,265 | $75,183+270.1% | $123,894+124.6% | $55,167+404.4% |
| Participation rate | 97.1% | 72.8%+24.2pp | 81.4%+15.6pp | 69.0%+28.1pp |
| Annual return | 7.54% | 19.01%-11.5pp | 47.52%-40.0pp | 169.23%-161.7pp |
| Employer contribution / active EE | $19,336 | $2,823+584.8% | $4,617+318.8% | $1,963+885.2% |
| Participant deferral / active EE | $8,489 | $5,084+67.0% | $5,984+41.9% | $3,054+177.9% |
| Admin fee / account holder | $426 | $663-35.8% | $8,357-94.9% | $504-15.6% |