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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA INVESTMENT SERVICES, LLC Service code 55 STE 400 · AUSTIN, TX 78735 | Other Commissions | $60,329 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $48,157 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,087 | $88,1220% | $141,177-37.6% | $67,579+30.3% |
| Participation rate | 67.9% | 76.5%-8.5pp | 82.5%-14.5pp | 71.3%-3.3pp |
| Annual return | 31.43% | 75.40%-44.0pp | 71.40%-40.0pp | 378.56%-347.1pp |
| Employer contribution / active EE | $928 | $3,224-71.2% | $4,736-80.4% | $2,148-56.8% |
| Participant deferral / active EE | $5,762 | $5,958-3.3% | $6,710-14.1% | $3,539+62.8% |
| Admin fee / account holder | $108 | $131-17.5% | $10,263-98.9% | $142-24.1% |