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| Provider | Service type | Compensation |
|---|---|---|
KESTRA INVESTMENT SERVICES LLC1+ years Service code 55 5707 SOUTHWEST PKWY BLDG 2 · AUSTIN, TX 78735 | Other Commissions | $49,771 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $3,579 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,511 | $75,388-5.1% | $123,552-42.1% | $55,725+28.3% |
| Participation rate | 67.6% | 75.7%-8.1pp | 82.3%-14.7pp | 70.9%-3.3pp |
| Annual return | -1.57% | 4.48%-6.0pp | 119.20%-120.8pp | 244.93%-246.5pp |
| Employer contribution / active EE | $845 | $3,063-72.4% | $4,628-81.7% | $2,078-59.3% |
| Participant deferral / active EE | $5,549 | $5,651-1.8% | $6,426-13.6% | $3,356+65.4% |
| Admin fee / account holder | $9 | $120-92.3% | $9,285-99.9% | $115-92.0% |