| Provider | Service type | Compensation |
|---|---|---|
PIMCO FUNDS2+ years Filed as: PACIFIC INVESTMENT MANAGEMENT CO Service code 28 · EIN 33-0629048 | Investment Management | $989,810 |
SANDS CAPITAL MANAGEMENT, LLC2+ years Service code 28 · EIN 20-2830751 | Investment Management | $741,151 |
PGIM INVESTMENTS2+ years Filed as: JENNISON ASSOCIATES, LLC Service code 28 · EIN 52-2069785 | Investment Management | $702,785 |
FISHER INVESTMENTS2+ years Filed as: FISHER INVESTMENTS, INC. Service code 28 · EIN 94-3029777 | Investment Management | $611,659 |
NORTHERN TRUST COMPANY2+ years Service code 24 · EIN 36-1561860 | Discretionary Trustee | $566,886 |
PIER CAPITAL, LLC2+ years Service code 28 · EIN 86-1105603 | Investment Management | $533,912 |
JP MORGAN SECURITIES LLC2+ years Filed as: JP MORGAN STRATEGIC Service code 28 · EIN 13-6038770 | Investment Management | $469,606 |
EARNEST PARTNERS, LLC2+ years Filed as: EARNEST PARTNERS Service code 28 · EIN 58-2386669 | Investment Management | $449,404 |
Filed as: BATTELLE ENERGY ALLIANCE, LLC Service code 14 · EIN 86-0588324 | Plan Administrator | $373,321 |
Service code 28 · EIN 33-1077887 | Investment Management | $366,234 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | BATTELLE ENERGY ALLIANCE, LLC | EMPLOYER USE OF PLAN ASSETS RESULTING FROM OVERHEAD EXPENSES CHARGED TO PLAN, CORRECTED BY VFCP | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $308,850-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 48.5%-48.5pp | 0.0%0pp |
| Annual return | 9.27% | 9.56%-0.3pp | 14.41%-5.1pp | 17.84%-8.6pp |
| Employer contribution / active EE | $28,673 | $24,624+16.4% | $45,283-36.7% | $14,688+95.2% |
| Participant deferral / active EE | $0 | $2,747-100.0% | $125-100.0% | $770-100.0% |
| Admin fee / account holder | $0 | $0 | $9,941-100.0% | - |