| Provider | Service type | Compensation |
|---|---|---|
SANDS CAPITAL MANAGEMENT, LLC1+ years Service code 28 · EIN 20-2830751 | Investment Management | $691,091 |
PGIM INVESTMENTS1+ years Filed as: JENNISON ASSOCIATES, LLC Service code 28 · EIN 52-2069785 | Investment Management | $686,592 |
FISHER INVESTMENTS1+ years Filed as: FISHER INVESTMENTS, INC. Service code 28 · EIN 94-3029777 | Investment Management | $568,045 |
MERCER1+ years Service code 11 · EIN 13-2834414 | Actuarial | $559,686 |
PIER CAPITAL, LLC1+ years Service code 28 · EIN 86-1105603 | Investment Management | $531,474 |
NORTHERN TRUST COMPANY1+ years Service code 24 · EIN 36-1561860 | Discretionary Trustee | $491,212 |
PIMCO FUNDS1+ years Filed as: PACIFIC INVESTMENT MANAGEMENT CO Service code 28 · EIN 33-0629048 | Investment Management | $424,991 |
EARNEST PARTNERS, LLC1+ years Filed as: EARNEST PARTNERS Service code 28 · EIN 58-2386669 | Investment Management | $389,299 |
Filed as: BATTELLE ENERGY ALLIANCE, LLC Service code 14 · EIN 86-0588324 | Plan Administrator | $384,676 |
Service code 28 · EIN 33-1077887 | Investment Management | $340,998 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | BATTELLE ENERGY ALLIANCE, LLC | EMPLOYER USE OF PLAN ASSETS RESULTING FROM OVERHEAD EXPENSES CHARGED TO PLAN, CORRECTED BY VFCP | — | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $381,942,733-100.0% | $264,156-100.0% | $381,942,733-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 45.6%-45.6pp | 0.0%0pp |
| Annual return | 17.72% | 9.19%+8.5pp | 4.74%+13.0pp | 9.19%+8.5pp |
| Employer contribution / active EE | $26,863 | $12,608+113.1% | $46,220-41.9% | $12,608+113.1% |
| Participant deferral / active EE | $0 | $1,615-100.0% | $248-100.0% | $1,615-100.0% |
| Admin fee / account holder | $0 | $2,655,710-100.0% | $12,050-100.0% | $2,655,710-100.0% |