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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL6 years Service code 27 PO BOX 502533 · SAN DIEGO, CA 92150 | Advisory (Plan) | $44,843 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $28,985 |
12 funds of $250K or more; 15 lines in all, holding $16.9M of the plan's $16.9M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: BlackRock LifePath Index, collective trust, 49% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| BlackRock LifePath Index BlackRock · Collective trust Target-date, 7 vintages | $8.2M | 48.8% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.7M | 16.1% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $1.5M | 8.8% |
| BlackRock LifePath Index Retire K BlackRock · Collective trust Index | $1.5M | 8.8% |
| 1Sdbemp Empower · Insurance contract Recordkeeper's own fund | $1.0M | 6.0% |
| Janus Henderson Global Technology and Innovation Fund Class N Janus Henderson · Mutual fund | $817K | 4.8% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $240K | 1.4% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $219K | 1.3% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund | $187K | 1.1% |
| Pgim Total Return Bond Fund Class R6 Prudential (PGIM) · Mutual fund | $158K | 0.9% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.