Filed December 8, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY AND CO INC Service code 99 | Other Fees | $159,311 |
BENEFIT TRUST COMPANY5+ years Service code 21 · EIN 43-1971558 | Bank Trustee | $88,983 |
MOSS ADAMS LLP5+ years Service code 10 · EIN 91-0189318 | Accounting | $49,350 |
Filed as: VOYA RETIREMENT INSURANCE AND ANNUI Service code 26 · EIN 71-0294708 | Advisory (Participants) | $37,982 |
MERCER2 years Filed as: MERCER INVESTMENT MANAGEMENT Service code 10 633 WEST FIFTH STREET, SUITE 1200 · LOS ANGELES, CA 90071 | Accounting | $27,024 |
BRYAN CAVE LLP1 year Filed as: BRYAN CAVE LEIGHTON PAISNER LLP Service code 29 · EIN 43-0602162 | Legal | $18,900 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANGEMENT LL Service code 26 · EIN 36-4317381 | Advisory (Participants) | $10,152 |
MORRIS DAVIS CHAN & TAN LLP3 years Service code 10 1080 MARINA VILLAGE PARKWAY, SUITE · ALAMEDA, CA 94501 | Accounting | $6,600 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 99 · EIN 26-4310632 | Other Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,875 | $40,113+64.2% | $84,029-21.6% | $77,775-15.3% |
| Participation rate | 67.8% | 62.8%+5.0pp | 69.0%-1.2pp | 73.2%-5.4pp |
| Annual return | 17.69% | 23.27%-5.6pp | 71.32%-53.6pp | 32.58%-14.9pp |
| Employer contribution / active EE | $1,244 | $847+46.9% | $1,984-37.3% | $2,504-50.3% |
| Participant deferral / active EE | $2,739 | $2,030+34.9% | $3,239-15.5% | $3,966-30.9% |
| Admin fee / account holder | $32 | $92-64.8% | $6,102-99.5% | $100-67.8% |