Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $20,329 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT SVCS Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $10,086 |
PROFESSIONAL BENEFIT SERVICES6+ years Service code 13 1193 ROYVONNE AVE SE STE 22 · SALEM, OR 97302 | Contract Administrator | $1,190 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,424 | $70,917-72.6% | $98,920-80.4% | $73,497-73.6% |
| Participation rate | 81.6% | 73.8%+7.8pp | 76.0%+5.5pp | 70.7%+10.9pp |
| Annual return | 12.04% | 34.18%-22.1pp | 196.47%-184.4pp | 28.51%-16.5pp |
| Employer contribution / active EE | $491 | $2,037-75.9% | $2,689-81.7% | $2,270-78.4% |
| Participant deferral / active EE | $2,046 | $3,501-41.6% | $4,245-51.8% | $3,740-45.3% |
| Admin fee / account holder | $139 | $535-74.0% | $6,643-97.9% | $513-72.9% |