Filed February 13, 2017
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $64,656 |
KORNERSTONE, INC.2 years Filed as: KORNERSTONE INC. 401(K) SERVICES Service code 27 2452 LAKEWEST DR · CHICO, CA 95928 | Advisory (Plan) | $37,794 |
NEAL AND LEIDHOLDT AN ACCOUNTANCY C1 year Service code 10 · EIN 68-0142874 448 REDCLIFF DRIVE · REDDING, CA 96002 | Accounting | $20,750 |
MOSS ADAMS LLP1 year Service code 10 · EIN 91-0189318 999 3RD AVE · SEATTLE, WA 981044002 | Accounting | $12,456 |
Filed as: BLUE RIDGE ESOP ASSOCIATES Service code 13 · EIN 13-4238973 154 HANSEN RD, STE 102 · CHARLOTTESVILLE, VA 22911 | Contract Administrator | $7,804 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,167 | $35,485+1.9% | $74,550-51.5% | $55,725-35.1% |
| Participation rate | 52.2% | 62.5%-10.3pp | 69.1%-16.9pp | 70.9%-18.6pp |
| Annual return | -5.71% | 0.72%-6.4pp | 32.53%-38.2pp | 244.93%-250.6pp |
| Employer contribution / active EE | $0 | $777-100.0% | $1,961-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $1,515 | $2,181-30.5% | $3,108-51.2% | $3,356-54.8% |
| Admin fee / account holder | $388 | $114+238.9% | $5,060-92.3% | $115+236.4% |