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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS TRUST COMPANY OF PUERTO RICO Service code 21 · EIN 66-0532499 | Bank Trustee | $7,254 |
Service code 15 · EIN 16-1503696 | Recordkeeping | $3,211 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,030 | $70,002-27.1% | $115,038-55.6% | $52,331-2.5% |
| Participation rate | 65.2% | 72.1%-6.9pp | 81.4%-16.1pp | 68.1%-2.9pp |
| Annual return | -0.53% | 4.04%-4.6pp | 26.14%-26.7pp | 4.54%-5.1pp |
| Employer contribution / active EE | $0 | $2,715-100.0% | $4,608-100.0% | $1,882-100.0% |
| Participant deferral / active EE | $1,930 | $4,920-60.8% | $6,026-68.0% | $3,022-36.1% |
| Admin fee / account holder | $123 | $566-78.2% | $8,175-98.5% | $592-79.2% |