Filed January 5, 2022
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant commu... | $156,976 |
Service code 16 · EIN 20-8874382 | Consulting | $70,189 |
LPL FINANCIAL2+ years Filed as: LPL FINANCIAL LLC - RPCP Service code 16 · EIN 95-2834236 | Consulting | $4,680 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,077 | $37,213+45.3% | $156,551-65.5% | $63,975-15.5% |
| Participation rate | 73.6% | 65.0%+8.6pp | 84.0%-10.5pp | 71.1%+2.4pp |
| Annual return | 11.84% | 47.89%-36.0pp | 32.23%-20.4pp | 48.65%-36.8pp |
| Employer contribution / active EE | $2,200 | $1,357+62.1% | $5,501-60.0% | $2,182+0.8% |
| Participant deferral / active EE | $4,328 | $2,070+109.1% | $4,871-11.1% | $3,356+28.9% |
| Admin fee / account holder | $145 | $56+158.0% | $13,028-98.9% | $70+106.3% |