Filed August 5, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $30,382 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,067 | $28,416+48.0% | $73,545-42.8% | $69,631-39.6% |
| Participation rate | 15.0% | 38.3%-23.3pp | 54.9%-39.9pp | 70.7%-55.6pp |
| Annual return | 17.06% | -694.13%+711.2pp | -15.16%+32.2pp | 27571.02%-27554.0pp |
| Employer contribution / active EE | $53 | $430-87.7% | $1,219-95.7% | $2,032-97.4% |
| Participant deferral / active EE | $365 | $897-59.3% | $1,806-79.8% | $3,224-88.7% |
| Admin fee / account holder | $169 | $104+61.8% | $2,320-92.7% | $110+52.8% |