Retirement plan

AI SIGNAL RESEARCH, INC 401(K) PROFIT SHARING PLAN AND TRUST

Name: AI SIGNAL RESEARCH, INC. - AI SIGNAL RESEARCH, INC 401(K) PROFIT SHARING PLAN AND TRUST (2016) Form 5500
Creator: AI SIGNAL RESEARCH, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, AI SIGNAL RESEARCH, INC 401(K) PROFIT SHARING PLAN AND TRUST, AI SIGNAL RESEARCH, INC.

AI SIGNAL RESEARCH, INC.EIN 63-1022675Plan #001PY 2016

2001 NICHOLS DRIVE, SUITE 300 - HUNTSVILLE, AL 35802256-551-0008

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$22.5M

-9.2% from 2015

Total participants

348

-18.7% from 2015

Average account balance

$65,615

+11.4% from 2015

Annual return

5.76%

+3.04 pp from 2015

Benchmarks

See 5,032 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,032 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$38.93M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$77K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

503

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.46M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+19.59%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$245

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
STANCORP FINANCIAL GROUP2+ years Service code 12 · EIN 93-1253576	Claims processing; Direct payment fro...	$68,397
PROEQUITIES INC2+ years Filed as: PROEQUITIES, INC Service code 27 · EIN 63-0879387	Advisory (Plan)	$34,109
PRUDENTIAL RETIREMENT INSURANCE AND2+ years Filed as: PRUDENTIAL FUNDS Service code 19	Securities Custodian	$10,174
T ROWE PRICE RPS INC2+ years Filed as: T.ROWE PRICE FUNDS Service code 19	Securities Custodian	$2,812

Plan features & details

Pension benefit codes2E2F2G2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$103K

$486 / participant

Contract admin$103K100.0%

% of EOY assets

0.455%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: AGLIN REICHMAN SNELLGORVE & ARMSTR
Auditor EIN: 631262841
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$65,615

$75,183-12.7%

$123,894-47.0%

$55,167+18.9%

Participation rate

97.6%

72.8%+24.8pp

81.4%+16.2pp

69.0%+28.6pp

Annual return

5.76%

19.01%-13.2pp

47.52%-41.8pp

169.23%-163.5pp

Employer contribution / active EE

$3,474

$2,823+23.0%

$4,617-24.8%

$1,963+77.0%

Participant deferral / active EE

$4,840

$5,084-4.8%

$5,984-19.1%

$3,054+58.5%

Admin fee / account holder

$299

$663-54.9%

$8,357-96.4%

$504-40.7%

Provider

Service type

Compensation

STANCORP FINANCIAL GROUP2+ years

Service code 12 · EIN 93-1253576

Claims processing; Direct payment fro...

$68,397

PROEQUITIES INC2+ years

Filed as: PROEQUITIES, INC

Service code 27 · EIN 63-0879387

Advisory (Plan)

$34,109

PRUDENTIAL RETIREMENT INSURANCE AND2+ years

Filed as: PRUDENTIAL FUNDS

Service code 19

Securities Custodian

$10,174

T ROWE PRICE RPS INC2+ years

Filed as: T.ROWE PRICE FUNDS

Service code 19

Securities Custodian

$2,812

AI SIGNAL RESEARCH, INC 401(K) PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

AI SIGNAL RESEARCH, INC 401(K) PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion