Filed March 14, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $9,229 |
CETERA ADVISOR NETWORKS LLC1+ years Filed as: CETERA INVESTMENT SERVICES LLC Service code 61 · EIN 41-1483314 | Finders' fees / placement fees | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $157,891 | $70,667+123.4% | $123,104+28.3% | $52,331+201.7% |
| Participation rate | 91.6% | 83.7%+7.9pp | 86.8%+4.8pp | 68.1%+23.5pp |
| Annual return | -0.63% | 6.23%-6.9pp | 13.22%-13.9pp | 4.54%-5.2pp |
| Employer contribution / active EE | $7,624 | $2,946+158.8% | $5,151+48.0% | $1,882+305.2% |
| Participant deferral / active EE | $3,174 | $4,493-29.4% | $6,230-49.1% | $3,022+5.0% |
| Admin fee / account holder | $12 | $506-97.6% | $9,015-99.9% | $592-97.9% |