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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INS CO Service code 15 · EIN 36-6071399 | Recordkeeping | $27,414 |
Filed as: MERRILL LYNCH LIFE AGENCY, INC Service code 22 | Insurance Broker | $4,330 |
Filed as: MERRILL LYNCH LIFE AGENCY, INC. Service code 22 · EIN 13-2808480 | Insurance Broker | $4,314 |
AVINTUS4+ years Filed as: AVINTUS, LLC Service code 15 · EIN 04-3682160 | Recordkeeping | $3,380 |
Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-3194849 | Advisory (Plan) | $1,347 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,912 | $40,174-30.5% | $84,021-66.8% | $67,579-58.7% |
| Participation rate | 42.9% | 62.7%-19.8pp | 69.0%-26.1pp | 71.3%-28.4pp |
| Annual return | 5.31% | 25.82%-20.5pp | 71.32%-66.0pp | 378.56%-373.2pp |
| Employer contribution / active EE | $1,001 | $808+24.0% | $1,984-49.5% | $2,148-53.4% |
| Participant deferral / active EE | $1,692 | $2,301-26.5% | $3,239-47.8% | $3,539-52.2% |
| Admin fee / account holder | $0 | $128-100.0% | $6,102-100.0% | $142-100.0% |