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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Shareholder servic... | $68,090 |
ACUFF & ASSOCIATES, INC.5+ years Service code 16 · EIN 62-1477251 | Consulting | $21,196 |
Filed as: LATTIMORE BLACK MORGAN Service code 10 · EIN 62-1199757 | Accounting | $14,000 |
LEE, DANNER & BASS, INC.5+ years Service code 33 · EIN 62-1327844 | Securities brokerage; Securities brok... | $10,026 |
M HOLDINGS SECURITIES INC2 years Service code 33 · EIN 91-1802259 | Securities brokerage commissions and ... | $5,356 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $146,538 | $62,928+132.9% | $172,755-15.2% | $67,579+116.8% |
| Participation rate | 99.4% | 64.5%+34.9pp | 82.6%+16.7pp | 71.3%+28.1pp |
| Annual return | 20.12% | 30.36%-10.2pp | 802.94%-782.8pp | 378.56%-358.4pp |
| Employer contribution / active EE | $7,634 | $1,636+366.6% | $5,144+48.4% | $2,148+255.4% |
| Participant deferral / active EE | $3,772 | $2,145+75.9% | $5,198-27.4% | $3,539+6.6% |
| Admin fee / account holder | $351 | $167+110.5% | $13,955-97.5% | $142+146.5% |