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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Sharehol... | $67,822 |
ACUFF & ASSOCIATES, INC.4+ years Service code 16 · EIN 62-1477251 | Consulting | $21,459 |
Filed as: LATTIMORE BLACK MORGAN Service code 10 · EIN 62-1199757 | Accounting | $12,750 |
LEE, DANNER & BASS, INC.4+ years Service code 33 · EIN 62-1327844 | Securities brokerage commissions and ... | $9,837 |
Service code 33 · EIN 91-1802259 | Securities brokerage; Securities brok... | $5,474 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2,475 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $142,737 | $37,196+283.7% | $154,111-7.4% | $55,725+156.1% |
| Participation rate | 100.0% | 64.1%+35.9pp | 83.0%+17.0pp | 70.9%+29.1pp |
| Annual return | -7.08% | 1319.68%-1326.8pp | 735.18%-742.3pp | 244.93%-252.0pp |
| Employer contribution / active EE | $7,370 | $1,614+356.6% | $5,298+39.1% | $2,078+254.7% |
| Participant deferral / active EE | $3,654 | $2,068+76.7% | $5,081-28.1% | $3,356+8.9% |
| Admin fee / account holder | $401 | $102+294.4% | $13,411-97.0% | $115+247.9% |