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| Provider | Service type | Compensation |
|---|---|---|
PURSHE KAPLAN STERLING INV2+ years Service code 55 · EIN 13-3749682 | Other Commissions | $21,252 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,314 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $157,777 | $55,453+184.5% | $170,435-7.4% | $62,293+153.3% |
| Participation rate | 87.5% | 66.4%+21.1pp | 83.6%+3.9pp | 69.5%+18.0pp |
| Annual return | 18.07% | 21.38%-3.3pp | 205.94%-187.9pp | 28.90%-10.8pp |
| Employer contribution / active EE | $6,315 | $2,164+191.8% | $5,432+16.2% | $2,042+209.2% |
| Participant deferral / active EE | $4,235 | $2,303+83.9% | $4,939-14.3% | $3,169+33.6% |
| Admin fee / account holder | $9 | $455-98.0% | $13,881-99.9% | $479-98.1% |