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| Provider | Service type | Compensation |
|---|---|---|
PURSHE KAPLAN STERLING INV1+ years Service code 55 · EIN 13-3749682 | Other Commissions | $186,435 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $46,871 |
Service code 37 · EIN 04-2647786 | Loan Processing | $997 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $153,818 | $46,732+229.1% | $156,551-1.7% | $55,167+178.8% |
| Participation rate | 91.1% | 65.8%+25.3pp | 84.0%+7.1pp | 69.0%+22.1pp |
| Annual return | 0.00% | 17.72%-17.7pp | 32.23%-32.2pp | 169.23%-169.2pp |
| Employer contribution / active EE | $7,049 | $2,105+234.8% | $5,501+28.1% | $1,963+259.2% |
| Participant deferral / active EE | $4,517 | $2,204+104.9% | $4,871-7.3% | $3,054+47.9% |
| Admin fee / account holder | $9 | $418-97.9% | $13,028-99.9% | $504-98.3% |