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| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES1+ years Filed as: RAYMOND JAMES MORGAN KEEGAN Service code 27 · EIN 64-0474907 | Advisory (Plan) | $17,132 |
THE VANGUARD GROUP, INC.1+ years Filed as: THE VANGUARD GROUP, INC Service code 37 · EIN 23-1945930 | Loan Processing | $15,114 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,206 | $68,413-83.6% | $123,105-90.9% | $55,191-79.7% |
| Participation rate | 86.2% | 84.5%+1.6pp | 86.8%-0.6pp | 69.2%+17.0pp |
| Annual return | 1.75% | 6.30%-4.5pp | 13.22%-11.5pp | 10.78%-9.0pp |
| Employer contribution / active EE | $0 | $3,050-100.0% | $5,151-100.0% | $1,899-100.0% |
| Participant deferral / active EE | $3,022 | $4,490-32.7% | $6,229-51.5% | $3,046-0.8% |
| Admin fee / account holder | $96 | $88+9.9% | $9,014-98.9% | $91+6.3% |