Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PALLADIUM PARTNERS2 years Filed as: PALLADIUM PARTNERS LLC Service code 26 · EIN 26-0728851 999 WATERSIDE RIVE, SUITE 1000 · NORFOLK, VA 94105 | Advisory (Participants) | $16,121 |
ASPIRE FINANCIAL SERVICES2 years Filed as: ASPIRE FINANCIAL SERVICES, LLC Service code 15 · EIN 27-1033755 4010 BOY SCOUT BLVD, STE 500 · TAMPA, FL 33607 | Recordkeeping | $7,462 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO, INC. Service code 19 · EIN 42-1558009 211 MAIN STREET, 14TH FLOOR · SAN FRANCISCO, CA 94105 | Securities Custodian | $802 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,908 | $81,474-60.8% | $133,959-76.2% | $73,493-56.6% |
| Participation rate | 78.2% | 76.4%+1.9pp | 79.8%-1.6pp | 70.7%+7.5pp |
| Annual return | 28.02% | 19.40%+8.6pp | 45.09%-17.1pp | 28.51%-0.5pp |
| Employer contribution / active EE | $1,414 | $2,209-36.0% | $3,919-63.9% | $2,270-37.7% |
| Participant deferral / active EE | $3,220 | $3,786-15.0% | $5,047-36.2% | $3,740-13.9% |
| Admin fee / account holder | $200 | $713-71.9% | $8,928-97.8% | $513-60.9% |