Filed October 15, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY7+ years Service code 27 · EIN 26-4310632 | Advisory (Plan) | $39,596 |
Filed as: MORGAN STANLEY SMITH BARNEY HOLDIN Service code 27 · EIN 20-8764829 | Advisory (Plan) | $13,792 |
Service code 37 · EIN 04-2647786 | Loan Processing | $8,002 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,829 | $84,936+5.8% | $111,297-19.3% | $79,386+13.2% |
| Participation rate | 92.9% | 75.9%+17.0pp | 77.3%+15.5pp | 70.7%+22.2pp |
| Annual return | 17.78% | 17.45%+0.3pp | 54.65%-36.9pp | 116.85%-99.1pp |
| Employer contribution / active EE | $3,149 | $1,979+59.1% | $2,731+15.3% | $2,427+29.7% |
| Participant deferral / active EE | $7,672 | $3,888+97.3% | $4,487+71.0% | $4,046+89.6% |
| Admin fee / account holder | $206 | $537-61.6% | $7,964-97.4% | $626-67.1% |