Filed October 15, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 55 · EIN 26-4310632 | Other Commissions | $40,177 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,275 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,221 | $64,909+9.7% | $82,313-13.5% | $62,292+14.3% |
| Participation rate | 96.4% | 74.9%+21.5pp | 76.9%+19.5pp | 69.5%+26.9pp |
| Annual return | 18.36% | 21.18%-2.8pp | 25.88%-7.5pp | 28.90%-10.5pp |
| Employer contribution / active EE | $3,152 | $1,676+88.0% | $2,428+29.8% | $2,042+54.3% |
| Participant deferral / active EE | $6,468 | $3,103+108.4% | $3,706+74.5% | $3,169+104.1% |
| Admin fee / account holder | $5 | $440-98.8% | $5,608-99.9% | $479-98.9% |