Retirement plan

SOUTHWESTERN FAMILY OF COMPANIES 401(K) AND PROFIT SHARING PLAN

Name: SOUTHWESTERN/GREAT AMERICAN, INC. - SOUTHWESTERN FAMILY OF COMPANIES 401(K) AND PROFIT SHARING PLAN (2024) Form 5500
Creator: SOUTHWESTERN/GREAT AMERICAN, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SOUTHWESTERN FAMILY OF COMPANIES 401(K) AND PROFIT SHARING PLAN, SOUTHWESTERN/GREAT AMERICAN, INC.

SOUTHWESTERN/GREAT AMERICAN, INC.EIN 62-1147144Plan #001PY 2024

2451 ATRIUM WAY - NASHVILLE, TN 372145102615-391-2872LinkedIn1001-5000 employeesconsumer goods

Prospect flagsLow returns

Top hat statement on fileNQDC

Filed March 17, 2017 (most recent of 2 filings on file)

Plan administrator

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2451 Atrium Way

Nashville State: TN Zip Code: 37214

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Plans declared (1)

Southwestern/Great American, Inc. Executive Deferred Compensation Plan103 emp

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Total assets (EOY)

$37.8M

-8.4% from 2023

Total participants

478

-9.3% from 2023

Average account balance

$83,522

+3.3% from 2023

Annual return

8.48%

-4.19 pp from 2023

Benchmarks

See 1,405 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants250-999

Cohort1,405 peers

Snapshot2024

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$37.84M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$84K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

453

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

90.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.09M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+8.48%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$213

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 2 by compensation

Provider	Service type	Compensation
PRINCIPAL LIFE INSURANCE COMPANY9 years Service code 13 · EIN 42-0127290	Contract Administrator	$92,497
PENSIONMARK FINANCIAL GROUP LLC9 years Filed as: PENSIONMARK FINANCIAL GROUP, LLC Service code 27 · EIN 61-1758632	Advisory (Plan)	$35,969

Plan features & details

Pension benefit codes2E2F2G2J2R2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$97K

$382 / participant

Contract admin$93K95.9%
Other / not subdivided$4K4.1%

% of EOY assets

0.255%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: BLANKENSHIP CPA GROUP, PLLC
Auditor EIN: 450491842
Audit fees: $4,000
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$83,522

$89,465-6.6%

$164,866-49.3%

$77,671+7.5%

Participation rate

90.1%

78.6%+11.5pp

70.6%+19.5pp

Annual return

8.48%

28.81%-20.3pp

69.97%-61.5pp

31.21%-22.7pp

Employer contribution / active EE

$1,536

$2,568-40.2%

$4,343-64.6%

$2,726-43.7%

Participant deferral / active EE

$6,717

$4,897+37.2%

$6,033+11.3%

$4,648+44.5%

Admin fee / account holder

$213

$340-37.2%

$12,689-98.3%

$430-50.5%

Provider

Service type

Compensation

PRINCIPAL LIFE INSURANCE COMPANY9 years

Service code 13 · EIN 42-0127290

Contract Administrator

$92,497

PENSIONMARK FINANCIAL GROUP LLC9 years

Filed as: PENSIONMARK FINANCIAL GROUP, LLC

Service code 27 · EIN 61-1758632

Advisory (Plan)

$35,969

SOUTHWESTERN FAMILY OF COMPANIES 401(K) AND PROFIT SHARING PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SOUTHWESTERN FAMILY OF COMPANIES 401(K) AND PROFIT SHARING PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion