Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 9-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 55 · EIN 26-4310632 | Other Commissions | $49,246 |
Service code 37 · EIN 04-2647786 | Loan Processing | $9,525 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,866 | $75,388-55.1% | $123,553-72.6% | $55,725-39.2% |
| Participation rate | 67.1% | 75.7%-8.6pp | 82.3%-15.2pp | 70.9%-3.8pp |
| Annual return | 11.15% | 4.48%+6.7pp | 119.21%-108.1pp | 244.93%-233.8pp |
| Employer contribution / active EE | $1,211 | $3,063-60.5% | $4,628-73.8% | $2,078-41.7% |
| Participant deferral / active EE | $2,119 | $5,651-62.5% | $6,426-67.0% | $3,356-36.9% |
| Admin fee / account holder | $14 | $120-88.2% | $9,284-99.8% | $115-87.7% |