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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,258 | $54,320+82.7% | $67,652+46.7% | $52,331+89.7% |
| Participation rate | 75.2% | 73.6%+1.6pp | 75.7%-0.5pp | 68.1%+7.1pp |
| Annual return | -2.38% | 6.81%-9.2pp | 6625.40%-6627.8pp | 4.54%-6.9pp |
| Employer contribution / active EE | $812 | $1,544-47.4% | $2,266-64.2% | $1,882-56.8% |
| Participant deferral / active EE | $2,144 | $2,950-27.3% | $3,560-39.8% | $3,022-29.1% |
| Admin fee / account holder | $0 | $527-100.0% | $4,821-100.0% | $592-100.0% |