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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,002 | $60,165+84.5% | $74,184+49.6% | $55,167+101.2% |
| Participation rate | 73.8% | 74.2%-0.3pp | 76.6%-2.8pp | 69.0%+4.9pp |
| Annual return | 7.64% | 10.00%-2.4pp | 17.74%-10.1pp | 169.23%-161.6pp |
| Employer contribution / active EE | $1,089 | $1,600-31.9% | $2,370-54.1% | $1,963-44.5% |
| Participant deferral / active EE | $2,294 | $2,973-22.8% | $3,550-35.4% | $3,054-24.9% |
| Admin fee / account holder | $0 | $419-100.0% | $5,586-100.0% | $504-100.0% |