Filed June 21, 2017
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $208,439 |
KESTRA INVESTMENT SERVICES LLC4+ years Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $72,486 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,315 | $79,519-5.3% | $95,960-21.5% | $73,412+2.6% |
| Participation rate | 98.4% | 81.2%+17.2pp | 77.1%+21.3pp | 72.2%+26.2pp |
| Annual return | 21.91% | 19.20%+2.7pp | 91.63%-69.7pp | 59.30%-37.4pp |
| Employer contribution / active EE | $5,781 | $2,048+182.3% | $2,541+127.5% | $2,234+158.8% |
| Participant deferral / active EE | $8,534 | $4,138+106.2% | $4,167+104.8% | $3,806+124.3% |
| Admin fee / account holder | $257 | $184+39.3% | $6,797-96.2% | $158+62.6% |