Filed June 21, 2017
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $155,448 |
KESTRA INVESTMENT SERVICES LLC2+ years Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $41,715 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,620 | $65,118-37.6% | $76,768-47.1% | $55,725-27.1% |
| Participation rate | 96.3% | 79.6%+16.7pp | 77.0%+19.4pp | 70.9%+25.5pp |
| Annual return | -4.55% | -1.27%-3.3pp | 2.43%-7.0pp | 244.93%-249.5pp |
| Employer contribution / active EE | $5,129 | $1,941+164.3% | $2,485+106.4% | $2,078+146.8% |
| Participant deferral / active EE | $7,057 | $3,688+91.3% | $3,852+83.2% | $3,356+110.3% |
| Admin fee / account holder | $211 | $116+82.5% | $6,675-96.8% | $115+83.6% |