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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $32,383 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $11,461 |
BKS RETIREMENT SERVICES2 years Filed as: BKS FINANCIAL INVESTMENTS LLC DBA B Service code 27 25400 US 19 N STE 204 · CLEARWATER, FL 33763 | Advisory (Plan) | $4,000 |
Filed as: GWFS EQUITIES INC Service code 59 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,264 | $104,336-50.9% | $159,455-67.9% | $86,813-40.9% |
| Participation rate | 43.7% | 77.7%-34.0pp | 82.8%-39.1pp | 72.3%-28.6pp |
| Annual return | 13.80% | 26.32%-12.5pp | 263.63%-249.8pp | 97.93%-84.1pp |
| Employer contribution / active EE | $944 | $3,451-72.7% | $4,830-80.5% | $2,406-60.8% |
| Participant deferral / active EE | $3,302 | $6,837-51.7% | $7,353-55.1% | $4,131-20.1% |
| Admin fee / account holder | $184 | $172+7.0% | $10,800-98.3% | $170+8.7% |