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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $6,302 |
EMPLOYEE BENEFIT RESOURCES, INC.1+ years Service code 15 · EIN 45-3983343 828 GREAT NORTHERN BLVD., 3RD FL · HELENA, MT 596241193 | Recordkeeping | $1,200 |
DA DAVIDSON & CO1+ years Service code 55 8 THIRD ST NORTH · GREAT FALLS, MT 59401 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,309 | $23,385-38.8% | $69,182-79.3% | $57,658-75.2% |
| Participation rate | 15.4% | 37.9%-22.5pp | 55.1%-39.8pp | 70.2%-54.9pp |
| Annual return | 18.88% | -659.34%+678.2pp | -21.93%+40.8pp | 5.13%+13.7pp |
| Employer contribution / active EE | $146 | $422-65.4% | $1,206-87.9% | $1,974-92.6% |
| Participant deferral / active EE | $349 | $843-58.6% | $1,897-81.6% | $3,061-88.6% |
| Admin fee / account holder | $112 | $82+36.9% | $2,697-95.8% | $95+18.9% |