Filings through .
3 of 19 flags tripped on the 2025 filing.
High fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Possible retail share class: $309K
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$49K in admin expenses, $307 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
11 funds of $250K or more; 23 lines in all, holding $7.7M of the plan's $8.0M. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 70% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 13 vintagesRecordkeeper's own fund | $5.4M | 70.3% |
| American Funds Fundamental R6 Capital Group · Mutual fund | $641K | 8.3% |
| Principal Large Cap Growth I R6 Principal · Mutual fund Recordkeeper's own fund | $465K | 6.1% |
| MFS Value Fund R6 MFS (Sun Life) · Mutual fund | $363K | 4.7% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $294K | 3.8% |
| MidCap S&P 400 Index Fund R-6 Principal · Mutual fund IndexRecordkeeper's own fund | $134K | 1.7% |
| MidCap Value Fund I Class R-6 Principal · Mutual fund Recordkeeper's own fund | $80K | 1.0% |
| SmallCap S&P 600 Index Fund R-6 Principal · Mutual fund IndexRecordkeeper's own fund | $66K | 0.9% |
| American Am Fund Cap Wld Gr and In R6 Fund Capital Group · Mutual fund | $52K | 0.7% |
| NEW World Fund INC Class R-6 Capital Group · Mutual fund | $49K | 0.6% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
13 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
Added 1 fund. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| Share class changePrincipal LifeTime 2040 Fund Institutional Class to Principal LifeTime 2040 Fund R-3 | $4.6M to $5.4M |
| AddedAmerican Funds Fundamental R6 | $641K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings. They do not show money moved.
13 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 4 by compensation.
| Provider | Compensation |
|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 Contract Administrator | $48,788 |
EDWARD JONES11+ years Service code 27 · EIN 43-0345811 Advisory (Plan) | $16,912 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 Advisory (Participants) | $0 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 Advisory (Plan) | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
Plan features from the filing, actuarial disclosures and related pages.
6 feature codes on the 2025 filing.
2 contacts
11 filings · 2015 to 2025